Broker Definitions A - N
Learn the language and terminology around brokers by browsing Investopedia's expert-written library of definitions
:max_bytes(150000):strip_icc()/investing3-5bfc2b8e46e0fb0026016f32.jpg)
What Is a Brokerage Firm? How It Makes Money, and Types
:max_bytes(150000):strip_icc()/brokerage-fee.asp_Final-093ff455616d4da0ab2f12a70ce073af.png)
What Is a Brokerage Fee? How Fees Work and Types
:max_bytes(150000):strip_icc()/investing2-5bfc2b8fc9e77c005143f176.jpg)
Front-Running Definition, Example, and Legality
:max_bytes(150000):strip_icc()/GettyImages-105783587-794f59fc7d324a358fcd817b71c41d3c.jpg)
Give-Up: Definition, Parties, and Example of a Give-Up Trade
:max_bytes(150000):strip_icc()/investing4-5bfc2b8ec9e77c0026b4f956.jpg)
Form T: Overview, Guidelines, How to File
Explore Definitions A - N
:max_bytes(150000):strip_icc()/broker.aspfinal-33e95da8ded44831a5703fdd6723f129.jpg)
Broker: Definition, Types, Regulation, and Examples
:max_bytes(150000):strip_icc()/80601848-5bfc2b8946e0fb005119b1a2.jpg)
Buttonwood Agreement: What it is, History, Signers
:max_bytes(150000):strip_icc()/5539897602_21a5c9a85e_b-5418ae88fdbc4a6e898bf5d9f721e81a.jpg)
What Is COMEX? Definition, History, and Examples of Metals Traded
:max_bytes(150000):strip_icc()/callloanrate.asp-final-ea53db1a3c6041c0ab5f00fb30682a95.png)
Call Loan Rate
:max_bytes(150000):strip_icc()/investor-analyzing-stock-market-investments-with-financial-dashboard--business-intelligence--bi---and-key-performance-indicators--kpi--on-smartphone-and-computer-screens-956752490-e0d5a1806beb4f49ab57b41b24d7ab67.jpg)
Dealer Market: Definition, Example, Vs. Broker or Auction Market
:max_bytes(150000):strip_icc()/GettyImages-1127553032-6b8945aeaa2547ecaa1a1d96cf5ec69c.jpg)
Daily Average Revenue Trades (DARTs): Meaning, Types
:max_bytes(150000):strip_icc()/paying-your-taxes-962717560-c3f9e71631264ef2a0d62d6b0635b77f.jpg)
Clearing Broker: Definition, Role, Vs. Prime Broker
:max_bytes(150000):strip_icc()/financial-advisor-having-a-meeting-with-clients-1063753064-d33d8db25522429395807bb07c4768b3.jpg)
Full-Service Broker: Overview, Pros and Cons, FAQ
:max_bytes(150000):strip_icc()/139085474-5bfc2b8d46e0fb0026016ee7.jpg)
New York Board of Trade (NYBOT): Meaning, How it Works, Example
:max_bytes(150000):strip_icc()/GettyImages-1153627848-67d1bc5d6f9d46bfa4cc6cbd4f18f9e1.jpg)
Continuous Net Settlement (CNS): Overview, Advantages, Example
:max_bytes(150000):strip_icc()/investing13-5bfc2b8f46e0fb0026016f4d.jpg)
Finra Brokercheck: What It Means, How It Works
:max_bytes(150000):strip_icc()/GettyImages-651455230-1cda928704f74fcfbb4ed486ada455e7.jpg)
Executing Broker: What it is, How it Works, FAQs
:max_bytes(150000):strip_icc()/GettyImages-1055247044-2d65be4f808343aa8c62d5c68741686e.jpg)
I/B/E/S - The Institutional Brokers' Estimate System Explained
:max_bytes(150000):strip_icc()/27571322193_2b099d8307_k-5b1b58190bfe430ba5bf187f753db069.jpg)
Best Execution Rule: What it is, Requirements and FAQ
:max_bytes(150000):strip_icc()/GettyImages-915002460-7ebd50b269ad46c1bbe8a2951bc411dd.jpg)
Call Money: What it is, How it Works, Examples
:max_bytes(150000):strip_icc()/investing9-5bfc2b8d46e0fb0051bddfee.jpg)
Markdown: What it is, How it Works, Special Considerations
:max_bytes(150000):strip_icc()/cross-in-clouds-56a000763df78cafda9f8d2e.jpg)
Cross: What it is, How it Works, and Types
:max_bytes(150000):strip_icc()/GettyImages-1154731469-e4473db30b58418ca68ba5d5af567d88.jpg)
What Is Liquidation Margin? How It Used in Margin Trade and Types
:max_bytes(150000):strip_icc()/investing7-5bfc2b8d46e0fb0051bddff8.jpg)
Cancellation: What It is, How It Works, Example
:max_bytes(150000):strip_icc()/GettyImages-149260773-c836802711864e9fafcf4bcdff668601.jpg)
Execution-Only: What it is, How it Works
:max_bytes(150000):strip_icc()/71017529-5bfc2b8dc9e77c0026b4f91d.jpg)
Associated Person: What it is, How it Works
:max_bytes(150000):strip_icc()/GettyImages-LA5284-003-76d96077aa11475bb4ef2fd4fa6bd5ac.jpg)
Floor Broker: What It Is, How It Works, FAQs
:max_bytes(150000):strip_icc()/GettyImages-1086740184-5cbb6f84863e4d7da52949b30a042d02.jpg)
House Call: What it Means, How it Works, FAQs
:max_bytes(150000):strip_icc()/GettyImages-80357119-2cf78d2f25664d06893a49fa0ec1fd8f.jpg)
Commission Broker: Meaning, Duties, Earnings
:max_bytes(150000):strip_icc()/GettyImages-1009819452-9b5121e959ab439ca88648bc9c8bf178.jpg)
Fee-Based Investment: What it is, How it Works, Example
:max_bytes(150000):strip_icc()/115556938-5bfc2b9d46e0fb005144de45.jpg)
Broker's Call
:max_bytes(150000):strip_icc()/GettyImages-592232681-aa170564dc3a49b3b682ac699b0bb564.jpg)
Instinet: What It Means, How It Works, FAQs
Agency Broker: What it Means, How it Works, Example
:max_bytes(150000):strip_icc()/investing14-5bfc2b8f46e0fb00265beb22.jpg)
Brokered Market: What It Is, How It Works, Example
:max_bytes(150000):strip_icc()/financial-advisor-having-a-meeting-with-clients-1063753064-2120aacf37ab42b2b7625d0e792a857f.jpg)
Agency Cross
:max_bytes(150000):strip_icc()/blockhouse-final-fde3dacfdd1b49c7a0125fcc39b6f4d3.png)
Block House
:max_bytes(150000):strip_icc()/investing18-5bfc2b8fc9e77c005143f183.jpg)
Direct-Access Broker: What It Means, How It Works, Example
:max_bytes(150000):strip_icc()/investing10-5bfc2b90c9e77c00517fd2ef.jpg)
Contra Broker: What it Means, How it Works, Example
:max_bytes(150000):strip_icc()/deep-discount-broker.asp-final-4a4ee9c7217f4fe7ace58dc3be152782.png)
Deep Discount Broker
:max_bytes(150000):strip_icc()/stocktrader-65e272c01d2a42348ca440aced8a713e.jpg)
Carrying Broker: What It Is, How It Works, Benefits
Deposit Broker: What It is, How It Works
:max_bytes(150000):strip_icc()/GettyImages-1010851878-965eca59c00548818379a24f1ad151c1.jpg)
Blocked Period: What it Means, How it Works, Example
:max_bytes(150000):strip_icc()/122582497-5bfc2b8d46e0fb005119b24b.jpg)
Deck: What It Means, How It Works, Example
:max_bytes(150000):strip_icc()/commissionhouse.asp_final-24a09b3a2d1740a09b72909d0d10cff1.png)
Brokerage Commission House
:max_bytes(150000):strip_icc()/dtct.asp-final-3ae25bf6e4c24d61a0b77acfe9634cd5.png)
Depository Trust Company IPO Tracking System
:max_bytes(150000):strip_icc()/GettyImages-1129810557-ca1fc0daea7146aa8f9919e10aae2450.jpg)
Bucket: What it Means, How it Works, Example
:max_bytes(150000):strip_icc()/investing17-5bfc2b8fc9e77c00519aa64c.jpg)
Brokerage Supervisor
:max_bytes(150000):strip_icc()/affirmativeobligation.asp-final-bfcea866a1f349d4aaa5e5726df5b139.png)
Affirmative Obligation
:max_bytes(150000):strip_icc()/GettyImages-1054017850-2783c77c809742fc9d91e2b97d22f060.jpg)
Excess Margin: What It is, How It Works, Example
Firm Quote: What It Is, How It Works, Example
:max_bytes(150000):strip_icc()/investing20-5bfc2b8f46e0fb00517be081.jpg)
Bucket Shop: What it is, How it Works, Example
:max_bytes(150000):strip_icc()/boardbroker.asp-final-0ec83a33c9634c92ae9eaf88aee8b002.png)
Board Broker
:max_bytes(150000):strip_icc()/GettyImages-1032614266-77e9e72b00f844f48f3c3eb2935e86fb.jpg)
Itemized Statement: Meaning, Benefits, Example
:max_bytes(150000):strip_icc()/boardbrokersystem.asp-Final-8c3ff6c6b1654efba739227d1741c3c8.png)
Board Broker System